Areas of expertise

Banking and finance, Asset management, Securities, Anti-money laundering (AML)

David Bergin is specialized in financial regulation, especially in the areas of banking and finance, asset management, securities and AML. David has been active within the field since 2016 and frequently represents financial institutions which are supervised by the Swedish Financial Supervisory Authority (Sw. Finansinspektionen), such as banks, fund managers and investment firms in matters relating to regulatory compliance.

In his daily work, David provides advice in a variety of matters relating to authorizations with the Swedish Financial Supervisory Authority and in various implementation projects as well as corporate and contract law issues.

David has five years of experience as a Compliance Officer in the financial industry, where he worked mainly with financial regulation such as MiFID II, UCITS/AIFMD, MAR, IDD and AML.